Enterprise Risk & Compliance Solutions

In the current regulatory and governance environment, companies are required to know that:

• They are not doing business with terrorists or money launderers

• They can confidently certify their financial statements because they have monitored business relationships for material events

• They are not over-exposed to losses should one of their customers, vendors, security holdings, or counterparties fail

Regulations such as the Patriot Act, Sarbanes Oxley, Basel II, The Bank Secrecy Act, and FSA Money Laundering Directives have imposed strict guidelines on financial institutions. The consequences of not complying with regulations are significant - companies face financial risks, risks of crippling losses should they be overexposed to a particular business entity, and the risk of ruined reputation.